Financial Advisors · Advice, savings and investment intermediation

AMLR readiness for financial advisors.

Small advisory firms carry the same obligations as institutions but without a compliance department. AMLIFY.ai gives you the framework, the training and the evidence in one place.

Supervision: Supervised by the FSA · full AMLR obligations regardless of firm size
What we hear from firms like yours

Institutional rules, boutique resources

The same regulation, a fraction of the staff.

Source of wealth is under-documented

Client wealth stories rarely make it into the file.

PEP screening is ad hoc

Manual searches, no record of what was checked or when.

What AMLR requires of you

AMLR Art. 20

Customer due diligence

Identity, purpose and intended nature of the relationship.

AMLR Art. 42

PEP identification

Screening at onboarding and ongoing, with senior approval.

AMLR Art. 34

Source of wealth & funds

Documented for higher-risk clients and large inflows.

AMLR Art. 63

Ongoing competency

Advisors trained and attested on current typologies.

How AMLIFY.ai works
1

Map

Industry-specific risks, roles and requirements.

2

Define

Competence requirements per role and risk area.

3

Train

Role-based micro-learning and scenarios.

4

Prove

Documented results, ready for audit and board reporting.

Who we train in your organisation

  • Advisor
  • Owner / CEO
  • Back office
  • MLRO

What you get, ready to deploy

  • PEP & EDD Process Pack
  • CDD Playbook & Templates
  • AI AML Policy Generator
  • Sanctions Screening Setup
PEP and sanctions checks logged automatically against every client file.

See it on your own data.

Book a demo and we will show you how role mapping, competence validation and documentation work for your firm.

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